Justia New York Court of Appeals Opinion Summaries

The case involves a dispute over whether certain information about deceased individuals, retained and indexed by the New York State Department of Health (DOH), should be disclosed under the Freedom of Information Law (FOIL). The DOH already publishes an online database with limited information for deaths from 1957 to 1972. The petitioner, Reclaim the Records, requested disclosure of the same categories of information and any additional indexed information for deaths from all available years through 2017.The Supreme Court granted the petition and ordered DOH to disclose the records, with social security numbers redacted. The Appellate Division reversed and dismissed the petition, concluding that the additional fields of information for deaths from 1957 to 1972, and all information from 1973 to 2017, were exempt from disclosure under Public Health Law § 4174 (1) (a) and that disclosure would constitute an unwarranted invasion of personal privacy.The New York Court of Appeals reviewed the case and concluded that DOH must disclose the same categories of information it already publishes online for deaths from 1957 to 1972 for all years through 2017. The court held that DOH had not shown that any exemption applies to these categories of information. However, the court also held that disclosure of a decedent's medical history, cause of death, location of interment, and whether they were buried, cremated, or made an anatomical gift would constitute an unwarranted invasion of personal privacy and is therefore exempt from disclosure under FOIL. The court remitted the matter to the Supreme Court to determine whether DOH must disclose additional portions of its death indices containing other fields of information not addressed in the decision. View "Matter of Reclaim the Records v New York State Dept. of Health" on Justia Law

In 2019, New York City enacted Local Law No. 97, requiring significant reductions in greenhouse gas emissions from large buildings, aiming for a 40% reduction by 2030 and an 80% reduction by 2050, relative to 2005 levels. Shortly after, New York State passed the Climate Leadership and Community Protection Act (Climate Act), targeting a 100% reduction in greenhouse gas emissions from 1990 levels by 2050, with an interim goal of a 40% reduction by 2030. The Climate Act tasked the Department of Environmental Conservation (DEC) with setting statewide emissions limits and established a Climate Action Council to develop a Scoping Plan for achieving these targets.Plaintiffs, representing residential buildings subject to Local Law No. 97, filed a declaratory judgment action claiming the local law was preempted by the Climate Act. The defendants, including the City of New York and its Department of Buildings, moved to dismiss the complaint. The Supreme Court granted the motion, dismissing the complaint entirely. However, the Appellate Division modified this decision, denying the motion regarding the preemption claim and affirming the rest. The Appellate Division held that the defendants failed to demonstrate that the Climate Act did not preempt Local Law No. 97.The New York Court of Appeals reviewed the case and reversed the Appellate Division's decision. The Court held that the Climate Act does not preempt the field of regulating greenhouse gas emissions. The Court emphasized that the Climate Act's legislative findings and savings clause indicate an intent to allow complementary local regulations. The Court concluded that the State did not express or imply an intent to preempt local efforts to reduce greenhouse gas emissions, and thus, Local Law No. 97 is not preempted by the Climate Act. The certified question was answered in the negative, and the defendants' motion to dismiss was granted. View "Glen Oaks Vil. Owners, Inc. v City of New York" on Justia Law

The defendant was arrested after his sister-in-law reported to the police that he had raped her while her young child watched. The victim testified that she lived in an upstairs apartment with her family, while the defendant lived downstairs. On May 25, 2017, the defendant entered the victim's room under the pretense of delivering mail and propositioned her for sex, and when she refused, he became aggressive, eventually raping her. The victim's child sought help, leading to the defendant's arrest.The defendant was charged with first-degree rape, first-degree sexual abuse, and third-degree rape. Before the trial, the prosecution sought to introduce evidence that the defendant had previously attempted to rape two other sisters-in-law. The trial court allowed this evidence, instructing the jury that it could be considered for purposes other than proving the defendant's propensity to commit the crime. The defendant argued that the sexual encounter was consensual, suggesting an affair and rough consensual sex. The jury convicted the defendant on all counts. The Appellate Division affirmed the conviction, with one Justice dissenting, stating that the evidence was relevant to establish the defendant's use of force and provide background information on the family dynamics.The New York Court of Appeals reviewed the case and held that the trial court did not err in admitting the evidence of prior assaults. The Court explained that the evidence was relevant to refute the defendant's claim of consensual sex and to establish his intent to rape the victim. The Court also found that the evidence provided necessary background information on the family dynamics and the defendant's relationship with the victim. The Court concluded that the probative value of the evidence outweighed its potential prejudice and affirmed the order of the Appellate Division. View "People v. Sin" on Justia Law

Ali Tuckett sought damages from the State of New York under Court of Claims Act § 8-b, claiming unjust conviction and imprisonment. Tuckett's 2011 conviction for sexually abusing his minor cousin, N.M., was vacated after N.M. recanted his testimony in 2013, admitting he had lied. Tuckett then filed a claim for damages, asserting his innocence and that he did not cause his conviction.The Court of Claims dismissed Tuckett's claim, concluding he did not prove his innocence by clear and convincing evidence. The court excluded polygraph evidence Tuckett wanted to present and found N.M.'s recantation not credible, relying on testimony from the original investigation and trial. The Appellate Division affirmed the dismissal, agreeing that any reliance on hearsay was harmless and that the court's findings were supported by the record. Two justices dissented, believing the court improperly relied on evidence outside the record and hearsay.The New York Court of Appeals reviewed the case and affirmed the Appellate Division's decision. The court found that any potential hearsay error was harmless given the substantial non-hearsay evidence supporting the Court of Claims' decision. The court also determined that the findings of fact were supported by the record and that the Court of Claims did not improperly rely on evidence outside the record. Additionally, the court rejected Tuckett's argument that the Court of Claims applied an incorrect presumption regarding the reliability of recantation testimony, noting that the court provided specific reasons for finding N.M.'s recantation not credible.The Court of Appeals held that Tuckett failed to prove his innocence by clear and convincing evidence and affirmed the dismissal of his claim. View "Tuckett v State of New York" on Justia Law

The defendant, Laquawn Lewis, was charged with attempted murder, robbery, assault, and obstruction of governmental administration. Leading up to his trial, Lewis expressed dissatisfaction with his appointed counsel and filed various pro se motions. He eventually requested to represent himself, stating his intention to proceed pro se. The court denied his request without conducting the required inquiry into whether his decision was knowing, voluntary, and intelligent.At trial, Lewis reiterated his desire to represent himself, but the court again denied his request and proceeded with jury selection. Lewis later pleaded guilty to avoid a potential life sentence based on an incorrect assumption about his status as a persistent felony offender. After realizing the error, defense counsel moved to withdraw the guilty plea, which the court granted. Lewis renewed his request to represent himself, but the court deferred the decision until the trial date and ultimately denied it again. Lewis was convicted of all charges except attempted murder and sentenced to 25 years' incarceration and 5 years' post-release supervision.The Appellate Division affirmed the judgment, holding that Lewis's requests to proceed pro se were not unequivocal and that his legal sufficiency argument was unpreserved and without merit. A Judge of the Court of Appeals granted Lewis leave to appeal.The New York Court of Appeals concluded that the trial court violated Lewis's constitutional right to self-representation by denying his unequivocal request to proceed pro se without the requisite inquiry. The court held that Lewis's request was clear and timely, and the trial court's failure to conduct an inquiry warranted a new trial. The court also found that Lewis's legal sufficiency argument was unpreserved. Consequently, the Court of Appeals reversed the Appellate Division's order and granted Lewis a new trial. View "People v Lewis" on Justia Law

In 2018, the Westchester County Department of Social Services (DSS) initiated neglect proceedings against a mother for leaving her young children unsupervised. The mother consented to a neglect finding, and subsequent permanency hearings were held regarding the placement of two of her children in DSS custody. In 2020, the Family Court trial discharged the children to the mother's custody, but later returned them to DSS after allegations of the mother's non-compliance and further neglect surfaced. In March 2022, the Family Court continued the children's placement with DSS and ordered the mother to participate in various programs and evaluations. The mother appealed this order.During the appeal, another permanency hearing was held, resulting in an October 2022 order that also continued the children's placement with DSS and reiterated the requirements for the mother. The mother appealed this order as well. While these appeals were pending, new permanency hearings and orders were issued, superseding the previous ones. The Appellate Division dismissed the mother's appeals as moot, given that the orders had expired and been replaced.The New York Court of Appeals reviewed the case and affirmed the Appellate Division's decision. The Court held that the appeals were moot because the orders in question had been superseded by subsequent orders, and thus no longer affected the mother's rights. The Court also determined that the Appellate Division did not abuse its discretion in declining to invoke the mootness exception, as the issues raised were not sufficiently substantial or novel. Additionally, the Court declined to adopt a blanket mootness exception for all permanency hearing orders, emphasizing that such a rule would be impractical and could undermine the purpose of timely and effective judicial review in child welfare cases. View "Matter of Joshua J." on Justia Law

Ezrasons, Inc., a New York corporation and beneficial owner of Barclays PLC shares, initiated a derivative action on behalf of Barclays against several current and former Barclays directors and officers, as well as Barclays Capital Inc. (BCI). The complaint alleged breaches of fiduciary duties under English law, causing significant harm to Barclays. Defendants moved to dismiss the complaint, arguing that under English law, only registered members of Barclays could maintain such an action, and Ezrasons was not a registered member.The Supreme Court granted the motion to dismiss, holding that the internal affairs doctrine required the application of English law, which precluded Ezrasons from having standing. The court rejected the argument that New York's Business Corporation Law (BCL) sections 626 (a) and 1319 (a) (2) overrode the internal affairs doctrine. The Appellate Division affirmed, agreeing that the internal affairs doctrine applied and that Ezrasons lacked standing under English law.The New York Court of Appeals reviewed the case and affirmed the Appellate Division's decision. The court held that the internal affairs doctrine, which mandates that the substantive law of the place of incorporation governs disputes related to corporate internal affairs, was not overridden by BCL sections 626 (a) and 1319 (a) (2). The court found no clear legislative intent to displace the doctrine and concluded that Ezrasons lacked standing under English law to maintain the derivative action. The order of the Appellate Division was affirmed, with costs. View "Ezrasons, Inc. v Rudd" on Justia Law

Plaintiff, a beneficiary of a revocable trust, claimed entitlement to certain real property and income. The trust included an in terrorem clause, which disinherits any beneficiary who contests the trust. Plaintiff argued that she did not trigger this clause by seeking to enforce the trust's provisions as intended by the grantor, rather than challenging the trust itself. The key issue was whether her actions constituted a violation of the in terrorem clause, thereby forfeiting her bequests.The Supreme Court initially denied defendants' motion to dismiss, citing unresolved factual issues. Defendants later moved for partial summary judgment, which the court granted, determining that plaintiff had no ownership interest in Dempsaco LLC. Plaintiff's cross-motion for partial summary judgment regarding her entitlement to the real property was denied. Defendants then moved for summary judgment, arguing that plaintiff's claim to a 50% interest in Dempsaco triggered the in terrorem clause. The Supreme Court agreed, granting defendants' motion and awarding attorney's fees. The Appellate Division modified the order by denying attorney's fees but otherwise affirmed the decision, concluding that plaintiff's actions violated the in terrorem clause.The New York Court of Appeals reviewed the case and concluded that plaintiff did not violate the in terrorem clause because her lawsuit sought to enforce the trust's provisions as written and intended by the grantor. The court held that plaintiff was entitled to summary judgment on her claim to the real property, as the trust explicitly directed the trustee to transfer the property to her. However, the court found that triable issues of fact remained regarding the income stream and unjust enrichment claims. The order of the Appellate Division was modified accordingly. View "Carlson v Colangelo" on Justia Law

In 1993, 11-year-old Michael Nellenback was placed in the care of Madison County's Department of Social Services (DSS) and assigned to caseworker Karl Hoch. Over the next three years, Hoch sexually abused Nellenback. Hoch was later convicted of various sex crimes and died in prison in 2001. In 2019, Nellenback filed a lawsuit against Madison County under the Child Victims Act, alleging negligent hiring, supervision, and retention of Hoch.The Supreme Court granted Madison County's motion for summary judgment, dismissing the complaint. The court found that the County lacked actual or constructive knowledge of Hoch's propensities for abuse and that no further investigation or supervision would have uncovered the abuse. The Appellate Division affirmed the decision, with two Justices dissenting, arguing that there were triable issues of fact regarding the County's liability for negligent supervision.The New York Court of Appeals reviewed the case and affirmed the lower courts' decisions. The Court held that Nellenback failed to raise a triable issue of fact on his negligent supervision claim. The evidence did not show that the County had actual or constructive knowledge of Hoch's propensity for abuse. The Court found that the absence of records documenting Hoch's interactions with Nellenback was not sufficient to establish a triable issue, as the records were routinely destroyed after a certain period. Additionally, the Court noted that the primary role of caseworkers was to transport children, and it was speculative to suggest that increased review of records would have put the County on notice of the abuse. Thus, the Court concluded that Nellenback's claim could not withstand summary judgment. View "Nellenback v Madison County" on Justia Law

Dynamic Logic Inc. (Dynamic) markets products to help clients measure the effectiveness of their advertising campaigns. The product in question, AdIndex, uses a control/exposed methodology to measure the effectiveness of digital advertising. Dynamic surveys individuals exposed to a client's advertisements and a control group, compares the results to broader market data in its MarketNorms database, and generates a report for the client. The data from each AdIndex report is later incorporated into the MarketNorms database for future use.In 2014, the Commissioner of Taxation and Finance audited Dynamic and concluded that AdIndex was a taxable information service under Tax Law § 1105 (c) (1), assessing additional sales tax. Dynamic challenged the assessment before the Division of Tax Appeals, which upheld the tax imposition. The Tax Appeals Tribunal affirmed, finding that AdIndex's primary function was the collection and analysis of information, and that any recommendations were ancillary to the data collection. The Tribunal also determined that Dynamic was not entitled to an exclusion under Tax Law § 1105 (c) (1) because the data collected was furnished to other persons through its incorporation into the MarketNorms database.Dynamic filed a CPLR article 78 petition in the Appellate Division to annul the Tribunal's determination. The Appellate Division confirmed the determination and dismissed the petition, holding that the Tribunal had rationally determined that AdIndex was an information service and that there was substantial evidence supporting its reasoning. The court also held that the Tribunal rationally concluded that the information provided through AdIndex was substantially incorporated into reports furnished to other persons, disqualifying Dynamic from the exclusion.The New York Court of Appeals affirmed the Appellate Division's judgment, holding that the Tribunal's determination was rational and supported by substantial evidence. The court found that AdIndex fit the definition of a taxable information service and that the data was substantially incorporated into subsequent reports, making Dynamic ineligible for the exclusion under Tax Law § 1105 (c) (1). View "Matter of Dynamic Logic, Inc. v Tax Appeals Trib. of the State of New York" on Justia Law