Justia New York Court of Appeals Opinion Summaries
Articles Posted in Legal Ethics
State Comm’n on Judicial Conduct v. Rubenstein
Appellant-attorney was criminally prosecuted along with Judge Doe on violations of the campaign finance law. The criminal proceeding was eventually terminated, and the records were sealed. The State Commission on Judicial Conduct subsequently began an investigation into possible judicial misconduct by Judge Doe in the underlying criminal proceeding. Supreme Court granted the Commission’s motion to release the sealed records from the underlying criminal proceeding for use in the investigation. Appellant filed an application to vacate the release order, which Supreme Court denied. Appellant appealed. Meanwhile, the Commission censured Judge Doe for misconduct arising from her judicial election campaign. The Appellate Division dismissed Appellant’s appeal as moot and ordered that the records be resealed. The New York Court of Appeals reversed the order dismissing the appeal as moot and upheld the Commission’s authority to request and receive Appellant’s sealed records, holding that the Commission is authorized to request and receive records sealed under N.Y. Crim. Proc. Law 160.50 for its use in investigations. View "State Comm’n on Judicial Conduct v. Rubenstein" on Justia Law
K2 Inv. Group, LLC v. Am. Guar. & Liab. Ins. Co.
Plaintiffs were two limited liability companies that made loans to Goldan, LLC. Goldan failed to repay the loans. Plaintiffs later discovered that their mortgages had not been recorded as agreed upon. Plaintiffs sued Goldan and its two principals, Mark Goldman and Jeffrey Daniels, alleging a number of claims. One claim was asserted against Daniels, a lawyer, for legal malpractice for failing to record the mortgages. Daniels' malpractice carrier, American Guarantee and Liability Insurance Company (American) refused to provide defense or indemnity coverage. Daniels defaulted in Plaintiffs' action against him. Daniels assigned to Plaintiffs his rights against American. Plaintiffs subsequently brought an action against American for breach of contract and bad faith failure to settle the underlying lawsuit. Supreme Court granted Plaintiffs' motions as to the breach of contract claims and dismissed the bad faith claims. The Appellate Division affirmed. The Court of Appeals affirmed, holding (1) by breaching its duty to defend Daniels, American lost its right to rely on policy exclusions to escape its duty to indemnify; and (2) the lower courts properly dismissed Plaintiffs' bad faith claims. View "K2 Inv. Group, LLC v. Am. Guar. & Liab. Ins. Co." on Justia Law
In re Hedges
Petitioner served as family court judge for twenty-seven years. The catalyst for Petitioner's resignation was the allegation that, in 1972, Petitioner engaged in sexual misconduct involving a five-year-old girl. Petitioner admitted to sexual contact with the child. In these post-resignation removal proceedings, the State Commission on Judicial Conduct sustained the charge of judicial misconduct against Petitioner and determined he should be removed from office. The Court of Appeals accepted the determined sanction of removal, holding that Petitioner engaged in misconduct warranting removal from office by committing an act of moral turpitude involving a child. View "In re Hedges" on Justia Law
Posted in:
Legal Ethics, New York Court of Appeals
People v. Adams
Complainant, a sitting Rochester City Court Judge, accused Defendant of sending her three offensive text messages. Defendant was charged with two misdemeanor counts of aggravated harassment in the second degree. A visiting judge from a neighboring county was assigned to preside over pretrial hearings. Despite repeated plea negotiations, the District Attorney's office did not offer Defendant a reduced charge or agree to a plea that included a favorable sentence. Defendant filed a motion and a renewed motion to disqualify the District Attorney due to the existence of a conflict of interest and requested that a special prosecutor be appointed. The District failed to rebut the allegations of disparate treatment with a single example of a comparable case it had similarly refused to resolve with a plea that included a favorable sentence. Both motions and requests were denied. Defendant was subsequently convicted of one count of aggravated harassment in the second degree. The Court of Appeals reversed, holding that because the District Attorney's office failed to take steps to dispel the appearance of inappropriate disparate treatment in this case, this was one of those rare cases in which a significant appearance of impropriety was created, requiring disqualification. View "People v. Adams" on Justia Law
Matter of N.Y. County Lawyers’ Ass’n v. Bloomberg
At issue in this appeal was whether the City of New York's 2010 plan for indigent defense, permitting representation by both institutional providers and private attorneys in cases in which a conflict of interest precludes representation by the initial provider, constitutes a valid combination plan within the meaning of County Law 722. Petitioners, various county bar associations, challenged the proposed plan and its implementing regulations as violative of N.Y. County Law 722 and N.Y. Mun. Home Rule Law 11(1)(e). The Court of Appeals concluded that the City may assign conflict cases to institutional providers, that its ability to do so is not contingent on the consent of the county bar associations, and that the City's proposed indigent defense plan did not run afoul of the County Law or Municipal Home Rule Law. View "Matter of N.Y. County Lawyers' Ass'n v. Bloomberg" on Justia Law
Posted in:
Legal Ethics, New York Court of Appeals
In re Young
Petitioner, a justice of the town court, commenced a proceeding to review a determination of the State Commission on Judicial Conduct that sustained six charges of misconduct against him and determined that he should be removed from office. The charges stemmed from numerous cases Petitioner presided over involving his paramour's relatives in which Petitioner failed to disqualify himself, failed to disclose the relationship, and engaged in ex parte communications. Upon reviewing the record, the Court of Appeals concluded that removal was the appropriate sanction and accepted the determined sanction, as Petitioner's conduct demonstrated a misuse of his judicial office and damaged public confidence in his integrity and impartiality. View "In re Young" on Justia Law
Posted in:
Legal Ethics, New York Court of Appeals
Dombrowski v Bulson
Plaintiff was convicted of attempted rape in the first degree, sexual abuse in the first degree, and endangering the welfare of a child. At issue was whether plaintiff, suing his former criminal defense attorney in legal malpractice, could recover nonpecuniary damages. Plaintiff claimed several errors, including that his attorney failed to investigate or present evidence concerning an allegedly meritorious defense, failed to interview certain potential witnesses, and failed to cross-examine the victim regarding discrepancies in her testimony. The court found that such damages were not available in an action for attorney malpractice. Accordingly, the order of the Appellate Division should be reversed. View "Dombrowski v Bulson" on Justia Law
In the Matter of Eddy Marte
In a memorandum opinion, the court addressed whether defense counsel gave implied consent to a mistrial. The court held that there was ample basis on the record for the trial court to conclude that defendants agreed that a mistrial on the undecided charges was the appropriate course of action. The court also held that, because it found no basis to disturb the Appellate Division's factual finding of implied consent, it had no occasion to address the People's alternative argument that there was manifest necessity for the mistrial.